Oglesby Wealth Strategies, LLC

The firm offers comprehensive financial planning and topic‑specific consulting to individual clients and provides limited‑scope ERISA 3(21) fiduciary services to employer‑sponsored retirement plans, including investment policy assistance, participant education, and periodic plan investment monitoring. It also arranges access to third‑party money managers and coordinates the paperwork and disclosures associated with those manager relationships.

The firm does not directly manage individual investment accounts; instead it refers clients to registered third‑party managers, monitors those managers’ performance and provides ongoing client liaison services, and delivers written financial plans (typically within 90 days, subject to documentation). Investment strategies and material risks for managed accounts are disclosed by the third‑party managers in their Form ADV filings, and client objectives and any investment restrictions are documented in client files.

Uncommon features for a solo independent adviser include a material affiliated insurance practice—where the owner devotes roughly half of her time as a licensed insurance agent and may receive commissions—and an explicit focus on pension consulting/ERISA 3(21) services, both of which are disclosed as potential conflicts of interest. The brochure also discloses that the firm receives portions of TPM fees and other economic benefits from platform relationships, and that the owner has an unrelated rental property business as an outside activity.