HSBC SECURITIES (USA) Inc.

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Total assets under management

$3,232,551,904

Total clients

12,125

13% high-net worth

Total advisors

376

of 473 employees

Firm size

Enterprise

51-2,000 advisors or $10B+ in AUM

Average clients per advisor

Average account size

$266,602

Client services

Portfolio management Selection of other advisers

Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval

Disclosures

Felony convictions

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Investment-related misdemeanors

Investment-law violations

Authorization suspended

False statement or omission

View

Investment regulation violation

View

Caused license restriction

Regulatory order

View

License denied

View

Current proceeding

View

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Is not active or affiliated with:

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Main office location

HSBC SECURITIES (USA) Inc.

66 Husdson Boulevard East

New York NY 10001, United States

Number of offices

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 212-525-2879

Advisors at this firm

Syedmuhammad A

Series 66

New Hyde Park, NY

HSBC SECURITIES (USA) Inc.

Samiran K

Series 63, Series 66

Bellevue, WA

HSBC SECURITIES (USA) Inc.

Yaoxuan W

Series 66

New York, NY

HSBC SECURITIES (USA) Inc.

Bartolo P

Series 63, Series 66

Kenmore, NY

HSBC SECURITIES (USA) Inc.

Jackson W

Series 66

Long Island City, NY

HSBC SECURITIES (USA) Inc.

Christopher B

Series 63, Series 66

New York, NY

HSBC SECURITIES (USA) Inc.

Qiyue Z

Series 63, Series 66

Irvine, CA

HSBC SECURITIES (USA) Inc.

Andrew T

Series 66

Bayville, NY

HSBC SECURITIES (USA) Inc.

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