North Shore Capital Group Investment Advisors, Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$38,056,826
Total clients
316
5% high-net worth
Total advisors
3
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
105
Average account size
$120,433
About
North Shore Capital Group Investment Advisors provides discretionary portfolio management and financial planning to individuals, high‑net‑worth clients, trusts and estates. The firm offers ongoing investment management and, for clients meeting certain asset thresholds, financial planning as part of its advisory relationship; standalone planning is available on an hourly basis.
The firm generally constructs diversified portfolios using low‑cost mutual funds and ETFs and may also use individual stocks, bonds, options, REITs and UITs as needed, applying fundamental, technical and cyclical analysis with a long‑term orientation while permitting shorter‑term trades for rebalancing or client needs. Portfolios are tailored to each client’s goals, risk tolerance and circumstances and the advisor evaluates investments through an internal due diligence process before inclusion.
NSCGIA is notable among similarly sized supported firms for its role in sponsoring and advising affiliated private funds: an affiliated entity serves as general partner to proprietary funds and the advisor may recommend investments in those non‑custodial private offerings to qualifying clients, with additional disclosures provided. The firm also has affiliated insurance and other business activities that can create conflicts of interest the advisor discloses and manages through its policies and client disclosures.
Client services
Financial planning
Portfolio management
Expertise
Concentrated stock management
Options & derivatives strategies
Real estate investing
Tax-loss harvesting
Fee options
up to 2.00% annually, fees are negotiable and based on factors including asset level and service complexity
Certain advisory persons licensed as insurance agents receive commissions for insurance products sold, separate from advisory fees
Financial planning services at $300 per hour for clients under $500,000 or standalone engagements
Account minimum: $500,000 under management to receive financial planning services as part of investment management services; no general minimum relationship size for investment advisory services Fee-only: Financial planning services offered on an hourly basis at $300/hour for clients under $500,000 or standalone engagements
Main office location
North Shore Capital Group Investment Advisors, Inc
One Westminster Place, Suite 110 A
Lake Forest IL 60045, United States
Number of offices
1
Most active in
North Shore Capital Group Investment Advisors, Inc has reported serving >5 clients in these states in the last 12 months.
Illinois · Texas · Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")