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Strategic Financial Services

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Total assets under management

$2,281,912,091

More info

Total clients

1,165

40% high-net worth

Total advisors

25

of 37 employees

Firm size

Multi Team

Average clients per advisor

47

Average account size

$1,958,723

Client services

Financial planning Portfolio management Pension consulting

Fee options

Percentage

$0 - $250,000: 1.50% (Wealth Management Services) $250,001 - $2,000,000: 0.90% $2,000,001 - $5,000,000: 0.70% $5,000,001 - $15,000,000: 0.50% $15,000,001+: 0.45% $0 - $250,000: 1.20% (Institutional Services) $250,001 - $2,000,000: 0.65% $2,000,001 - $5,000,000: 0.50% $5,000,001 - $15,000,000: 0.35% $15,000,001+: 0.30% $0+: 0.75% (Employer Retirement Plan Services AUM fee)

Commissions

Commissions may be paid for insurance and annuity products purchased through DPL Financial Partners or other sources, separate from advisory fees.

Other

Account minimum: $500,000 (for Strategic Gold and Platinum Programs; exceptions may be made on a case-by-case basis) Minimum fee: $2,000 minimum annual fee for startup employer retirement plans Fee-only: Asset-based fees as described; no commissions for advisory services; fees deducted quarterly in advance.

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Main office location

Strategic Financial Services

114 Business Park Drive

Utica NY 13502, United States

Number of offices

6

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Facebook X Instagram YouTube Website (315)724-1776

Advisors at this firm

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Shannon C

Series 65

Utica, NY

Strategic Financial Services
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Justin H

CFP®

Voorheesville, NY

Strategic Financial Services
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Judith V

CFA®

Utica, NY

Strategic Financial Services
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Matthew J

Series 66

Utica, NY

Strategic Financial Services
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Alan L

CFA®, Series 63

Utica, NY

Strategic Financial Services
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Gregory T

Series 66

Rochester, NY

Strategic Financial Services
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Alan L

CFP®, Series 63

Utica, NY

Strategic Financial Services
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Aaron E

CFP®, CFA®

Utica, NY

Strategic Financial Services
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Jacob S

Series 65

Utica, NY

Strategic Financial Services
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Michael M

CFP®, Series 63

Utica, NY

Strategic Financial Services
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Cody C

CFP®, Series 66

Utica, NY

Strategic Financial Services
user avatar

Benjamin P

Series 65

Utica, NY

Strategic Financial Services
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Jakob P

Series 65

Rome, NY

Strategic Financial Services
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Alexys J

CFP®

Syracuse, NY

Strategic Financial Services
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Sarah O

Series 65

Utica, NY

Strategic Financial Services
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