Brooke Forest Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$26,152,465
Total clients
29
31% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
29
Average account size
$901,809
About
Brooke Forest Capital LLC serves individual clients, including high-net-worth individuals, with ongoing portfolio management and financial planning. The firm manages roughly $26.15 million across 29 client relationships, operates as a single-advisor practice with no additional staff, and does not impose an account minimum.
The firm documents each client’s goals and risk tolerance in an Investment Policy Statement, generally seeks discretionary trading authority, and employs a mix of analytic approaches—fundamental, quantitative, technical/charting, cyclical analysis, and modern portfolio theory—across both long- and short-term trading horizons. While equities are the primary recommendation, portfolios may include mutual funds, ETFs (including precious-metal ETFs), fixed income and TIPS, real estate funds/REITs, annuities, commodities, non-U.S. securities, private placements and venture capital, and BFCLLC maintains policies to allocate limited-availability opportunities (e.g., IPOs) equitably.
Noteworthy distinctions include that the firm’s representative is a licensed insurance agent who may receive compensation for insurance product sales, a disclosed conflict of interest, and the firm requires clients to custody assets at Schwab Institutional, through which it may receive research and other institutional services. BFCLLC does not participate in wrap fee programs, does not accept performance-based fees, and does not aggregate trades for multiple client accounts, a practice that can affect execution and pricing.
Client services
Financial planning
Portfolio management
Expertise
Annuities
Fee options
Financial planning fixed fees range from $1,500 to $5,000
1.50% annually
$500 per hour
Main office location
Brooke Forest Capital LLC
11175 Cicero Dr, Suite 100
Alpharetta GA 30022, United States
Number of offices
1
Most active in
Brooke Forest Capital LLC has reported serving >5 clients in these states in the last 12 months.
Georgia · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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