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RTM Asset Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Investment Manager
May not manage individual clients
Clients per advisor
0
Average account size
—
About
RTM Asset Management acts as a solicitor for other investment advisers, identifying and referring institutional investors, pension funds, and other legal entities that may benefit from those advisers’ services. The firm does not provide investment advice, manage assets, or offer financial planning; its role is limited to marketing and referral activity under written solicitor agreements.
RTM tailors its solicitation work to the needs of the investment advisers it represents, using adviser-approved marketing materials, providing Solicitor’s Disclosure Statements, and furnishing prospective clients with the adviser’s Form ADV Part 2. It may also assist with ongoing communications between an adviser and clients that were introduced through RTM’s efforts.
Notably, RTM is registered with the Municipal Securities Rulemaking Board as a municipal advisor limited to solicitation activities and has solicited municipal entities, a regulatory distinction that adds obligations beyond typical solicitor-only arrangements. The firm is paid negotiated solicitor fees by the advisers it refers and does not charge clients percentage-of-assets-under-management advisory fees.
Client services
Selection of other advisers
Main office location
RTM Asset Management, LLC
Carnegie PA, United States
Number of offices
1
Most active in
RTM Asset Management, LLC has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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