Sugden Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$54,000,000
Total clients
28
64% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
28
Average account size
$1,928,571
About
Sugden Wealth Management, LLC provides non-discretionary portfolio management and fee-for-service financial planning to individual and high-net-worth clients. The firm manages approximately $54 million on a non-discretionary basis, advises on additional held-away retirement plan assets, and serves a small roster of clients with individualized Investment Policy Statements.
The firm’s investment approach is grounded in Modern Portfolio Theory, emphasizing asset allocation, diversification, and long-term strategies, with documented risk tolerances and a requirement that clients pre-approve trades. Where suitable, the firm may employ derivatives — including options collar strategies in separately managed accounts — and conducts quarterly reviews of client accounts.
Notable distinctions include operating a wrap-fee program and maintaining primarily non-discretionary assets under management, both of which are uncommon among independent peers; the brochure also indicates the firm provides client education activities such as seminars or workshops. The firm requires use of its designated custodian and discloses receipt of platform and research benefits from that custodian, which it says it manages through written policies and its Code of Ethics.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Cash flow / budgeting
College savings (529s, UTMA, etc.)
General retirement planning
Retirement income strategy
Active portfolio management
Fee options
Fixed financial planning fees ranging from $3,000 to $5,000; flat fee for 401(k) advice negotiable up to $2,000 per account ($500 quarterly)
$0 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.75% $3,000,001 - $6,000,000: 0.60% $6,000,001 - $10,000,000: 0.55% $10,000,001+: 0.45%
$250 per hour for financial planning services
Account minimum: $1,000,000 Fee-only: Financial planning fees offered hourly at $250 per hour or fixed fees ranging from $3,000 to $5,000 depending on complexity
Main office location
Sugden Wealth Management, LLC
100 Fillmore Street, Suite 562
Denver CO 80206, United States
Number of offices
1
Most active in
Sugden Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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