Broad Wealth Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
Total clients
18
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
18
Average account size
$0
About
Broad Wealth Management, Inc. provides personalized financial planning and investment counseling to high net worth individuals, their trusts and estates, and businesses. The firm delivers written financial plans, tax and cash‑flow projections, and investment counsel on asset allocation and manager selection, operating on a fee‑only basis and not selling commissioned products.
The firm emphasizes asset allocation and manager research, using proprietary capital‑market assumptions and third‑party analytics to build and monitor portfolios, while leaving trade execution and account management decisions to clients and independent custodians. Broad Wealth does not accept discretionary trading authority or routinely manage client brokerage accounts, and it generally reviews investment results on an ongoing basis or as specified in engagement letters.
Broad Wealth is affiliated with an accounting practice and an insurance agency under common ownership, and clients may be referred among those related entities without referral fees, a structure that is uncommon among peers. The firm’s principal divides time among the wealth practice, an accounting business, and an affiliated insurance agency, and the firm operates with a small, concentrated client base and a limited custodial involvement in two client situations that trigger an annual independent surprise examination.
Client services
Expertise
Fee options
Fixed fees are based on the agreed value of services provided; specific amounts not stated
$0 - $1,000,000: 1% $1,000,001 - $2,000,000: 0.8% $2,000,001 - $3,000,000: 0.6% $3,000,001+: 0.5%
Hourly charges generally range between $150 and $400 per hour depending on professional classification and experience
Fee-only: Fixed fees and hourly fees also available; hourly fees range from $150 to $400 per hour
Main office location
Broad Wealth Management, Inc.
Rye NY, United States
Number of offices
1
Most active in
Connecticut · New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")