Arden Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$16,000,000
Total clients
17
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
17
Average account size
$941,176
About
Arden Wealth Management serves individual clients and provides ongoing portfolio management and financial planning. The firm prepares written Investment Policy Statements and generally limits its investment recommendations to mutual funds, equities, ETFs (including precious‑metal sector ETFs), fixed income securities, annuities and Treasury Inflation‑Protected Securities.
The firm’s process documents each client’s goals, time horizon and risk tolerance and applies a mix of analytical techniques — charting, fundamental analysis, modern portfolio theory, quantitative and technical analysis — while pursuing a long‑term trading approach. Accounts may be managed on a discretionary or non‑discretionary basis, are reviewed monthly by the sole advisor, and clients receive monthly custodial reports.
Notable distinctions for a small, solo adviser include a recent registration (2023) and a concentrated client base (about 17 clients), a requirement that clients maintain accounts at Schwab Institutional, and a policy of not aggregating trades across clients. The firm’s sole advisor is also a licensed insurance agent who may receive outside compensation for insurance or annuity sales, and financial planning engagements are generally delivered as a one‑time plan unless additional services are arranged.
Client services
Financial planning
Portfolio management
Expertise
Annuities
College savings (529s, UTMA, etc.)
Fee options
Financial planning fixed fees negotiated between $200 and $2,000
0.75% annually
Commission from sale of insurance products by supervised persons; commissions are not primary source of compensation
Main office location
Arden Wealth Management
Danville CA, United States
Number of offices
1
Most active in
Arden Wealth Management has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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