Ball Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$9,720,364
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
7
43% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
7
Average account size
$1,388,623
About
Ball Wealth Management LLC is an independent, single-advisor registered investment adviser that provides discretionary portfolio management to a small number of clients, including individuals and a range of institutional entities such as qualified retirement plans, trusts, charities, corporations, and corporate pension or profit‑sharing plans. The firm manages client accounts under client‑directed custodians and prepares individualized investment policy statements for each client.
The firm’s investment process relies on fundamental analysis and a predominantly long‑term buy‑and‑hold orientation, while allowing shorter‑term trading when client circumstances or investment fundamentals change. Portfolios are monitored continuously, reviewed quarterly, and constructed using proprietary investment and portfolio allocation tools to implement the agreed investment policy.
What is notable about the firm is that, despite being a solo practitioner with a modest number of accounts and assets under management, it serves institutional and pension/profit‑sharing clients—an arrangement that is uncommon among firms of this type and size. The principal holds the CFA designation and follows the CFA Institute’s Code of Ethics; the firm operates on a directed‑brokerage basis, does not take custody of client assets, and does not vote proxies on behalf of clients.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
$0 - $500,000: 1.2% annually $500,001 - $1,000,000: 0.9% annually $1,000,001 - $3,000,000: 0.8% annually $3,000,001 - $8,000,000: 0.6% annually $8,000,001+: 0.5% annually
Account minimum: $200,000 Minimum fee: $2,000 annually, fees may be negotiable Fee-only: Fee-only basis for portfolio management
Main office location
Ball Wealth Management LLC
Owings MD, United States
Number of offices
1
Most active in
Ball Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
Maryland
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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