Amplius Asset Management, LLC

Amplius Asset Management provides investment management and sub‑advisory services to registered investment companies, primarily serving exchange‑traded funds. The firm acts as sub‑adviser to the Amplius Aggressive Asset Allocation ETF and, like many peers, charges percentage‑of‑AUM management fees while operating under each fund’s prospectus and governing documents.

The firm’s investment process combines top‑down quantitative asset allocation with a proprietary quantitative model for selecting and weighting large‑cap equity holdings, using constituents of major indices as the starting universe and applying human oversight by an investment committee. Portfolios are constructed to hold roughly 60–100% in equities or equity ETFs and 0–40% in fixed income or downside‑protection ETFs, with low‑cost ETFs used for foreign, small/mid‑cap, and fixed‑income exposures.

Amplius is notable among investment‑manager peers for focusing on registered investment companies and providing portfolio management directly to an ETF, a client type and service that relatively few firms in this category report. The firm is a recently formed Delaware adviser with ownership ties to Amplius Holdings and an affiliation with Amplius Wealth Advisors; its brochure also discloses that associated persons hold insurance licenses, items that the firm identifies as potential sources of conflicts and oversight considerations.