Bantam Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$26,000,000
Total clients
3
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
3
Average account size
$8,666,667
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Fee options
Fixed fees for financial planning, consulting, pension consulting, and non-trading investment consulting services; negotiated and billed monthly in advance
$0+: 2.00% annually for Risk Asset Portfolios (flat rate, no tiering) $0+: 0.25% annually (25 basis points) for Fixed Income Portfolios (flat rate, no tiering)
Between $30 and $900 per hour depending on personnel and service; typical blended rate $300-$400 per hour; pension clients using portfolio management services receive one-third discount
Account minimum: $10,000,000 for individual investors, $100,000,000 for institutional investors (minimums can be waived at Bantam's sole discretion) Fee-only: Flat 2.00% annually for Risk Asset Portfolios; 0.25% annually for Fixed Income Portfolios; fees may be customized for other portfolios
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Bantam Inc.
107 East Meadowbrook Lane
Staatsburg NY 12580, United States
Number of offices
1
Forms ADV
Quick links
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