Capital Cities Investments

Updated today

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Total assets under management

$251,443,578

Total clients

575

11% high-net worth

Total advisors

of 19 employees

Firm size

Multi Team

Average clients per advisor

Average account size

$437,293

Client services

Financial planning Portfolio management Pension consulting

Fee options

Fixed

Pension consulting services may be charged a fixed fee or percentage of assets depending on client needs; fees range from 0.05% to 1.50% or fixed fee.

Percentage

$0 - $250,000: 1.50% $250,000 - $1,000,000: 1.25% $1,000,000+: 1.00%

Commissions

Registered representatives receive commissions on securities sales and insurance agents receive commissions on insurance products, separate from advisory fees.

Project-based

Up to $200 per hour for financial planning services, negotiable depending on scope and complexity.

Other

Account minimum: $250,000 for portfolio management accounts; $5,000 minimum to open an account in the Schwab Institutional Intelligent Portfolios Program; $50,000 minimum account balance to enroll in the tax-loss harvesting feature of the Program

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Main office location

Capital Cities Investments

426 East New York Street

Indianapolis IN 46202, United States

Number of offices

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 317-475-4500

Advisors at this firm

Benjamin B

Series 63, Series 65

Richmond, VA

Capital Cities Investments

Thomas P

Series 63, Series 65

Richmond, VA

Capital Cities Investments

Jacob H

Series 63, Series 66

Middlebury, VT

Capital Cities Investments

Jeffrey C

Series 63, Series 65

Indianapolis, IN

Capital Cities Investments

William M

Series 63, Series 65

Indianapolis, IN

Capital Cities Investments

Donald M

Series 63, Series 65

Northbrook, IL

Capital Cities Investments

Bryan A

Series 63, Series 65

Indianapolis, IN

Capital Cities Investments

Amanda B

Series 65

Indianapolis, IN

Capital Cities Investments

Whitney S

Series 66

Englewood, CO

Capital Cities Investments

George M

Series 65

Indianapolis, IN

Capital Cities Investments

Robert F

Series 65

Middlebury, VT

Capital Cities Investments

Stuart S

Series 65

Middlebury, VT

Capital Cities Investments

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