James Heavey Wealth Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$10,900,070
Total clients
142
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
142
Average account size
$76,761
Client services
Fee options
Fixed fees between $500 and $2000 for financial planning and consulting services; payable in arrears; negotiable
Under $1,000,000 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.75% $2,000,001 - $4,000,000: 0.50% $4,000,001 - $8,000,000: 0.40%
Insurance commissions earned by Mr. Heavey as an independent insurance agent, separate from advisory fees
Hourly fee is $175 and payable as invoiced; negotiable depending on complexity and scope
Account minimum: No minimum dollar amount required; firm may terminate accounts deemed too small to manage effectively Fee-only: Fixed fees ranging between $500 and $2000; Hourly fee $175/hour; fees negotiable based on complexity and scope
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
James Heavey Wealth Advisors, LLC
Rockport ME, United States
Number of offices
2
Forms ADV
Quick links
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