30-40 Wealth Partners
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$57,690,377
Total clients
38
61% high-net worth
Total advisors
1
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
38
Average account size
$1,518,168
About
30-40 Wealth Partners provides discretionary investment management and financial planning to individuals, high‑net‑worth clients, charitable organizations, and businesses, managing roughly $57.7 million across about 38 client accounts. Services include tailored portfolio management, access to third‑party separately managed account (SMA) programs and sub‑advisers, and both ongoing comprehensive and limited‑scope financial planning.
The firm builds individualized investment policies using a mix of fundamental, technical, and cyclical analysis alongside Modern Portfolio Theory, and employs both passive and active vehicles with strategic and tactical asset allocation. It also implements specialized strategies for eligible clients—including direct indexing, tax‑aware management, long/short and leveraged SMA strategies—and offers detailed planning work such as equity compensation analysis, retirement projections, and coordination of exchange funds and Section 351 transactions for concentrated positions.
Compared with many peers, the brochure discloses the firm’s use of client testimonials in its marketing, an uncommon practice among supported advisers, and highlights an explicit focus on planning elements of interest to technology professionals. The firm also discloses the principal’s minority ownership interests in a third‑party accounting/tax firm and a mortgage brokerage that may be recommended to clients, and it routinely recommends SMA/sub‑adviser programs and other structured tax‑aware or alternative strategies that can carry additional fees, leverage, and liquidity considerations.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Equity Recipients (RS/RSU, SOP, ESPP)
Concentrated stock management
Tax-loss harvesting
Active portfolio management
Private / alternative investments
Occupation focus
Technology Professional
Founder/Business Owner
Demographic focus
Mid-Career Professionals
Fee options
Fixed fees for Limited Scope Financial Planning Services typically range from $5,000 to $60,000
$0 - $500,000: 1.50% annually $500,001 - $2,500,000: 0.75% annually $2,500,001+: 0.50% annually
Minimum fee: $7,500 annually for combined Investment Management and Ongoing Financial Planning Services for clients with assets under $500,000
Main office location
30-40 Wealth Partners
Cornelius NC, United States
Number of offices
1
Most active in
30-40 Wealth Partners has reported serving >5 clients in these states in the last 12 months.
California · New York · North Carolina · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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