Midwestern Securities Trading Company, LLC

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Total assets under management

$1,627,322,417

Total clients

10,206

2% high-net worth

Total advisors

of 104 employees

Firm size

Multi Team

Average clients per advisor

249

Average account size

$159,448

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Portfolio management for 401(k) retirement plans defined in section 3(38) of erisa rules

Fee options

Fixed

Financial planning flat fees negotiated, generally not exceeding hourly rate; seminars up to $100; charitable seminar series up to $5,000

Percentage

$0.00 - $999,999.99: 1.30% $1,000,000.00 - $4,999,999.99: 1.05% $5,000,000.00 - $9,999,999.99: 0.85% $10,000,000.00+: 0.55%

Commissions

Commissions earned on brokerage accounts; no accounts pay advisory fees and commissions simultaneously.

Project-based

$300 per hour standard rate; minimum $150 per hour; negotiable

Other

Account minimum: $25,000 for Lighthouse Portfolios; $50,000 for some Lighthouse Portfolios; $500 for Beacon Portfolios

Disclosures

Main office location

Midwestern Securities Trading Company, LLC

235 Everett St

East Peoria IL 61611, United States

Number of offices

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Facebook Website 309-699-6786

Advisors at this firm

Joshua M

CFP®, Series 63, Series 65

East Peoria, IL

Midwestern Securities Trading Company, LLC

Michael G

Series 63, Series 65

Peoria, IL

Midwestern Securities Trading Company, LLC

Winfield E

Series 66

Sterling, IL

Midwestern Securities Trading Company, LLC

Jason S

Series 66

East Peoria, IL

Midwestern Securities Trading Company, LLC

Ian T

Series 66

Breese, IL

Midwestern Securities Trading Company, LLC

Brady H

Series 66

Greenville, IL

Midwestern Securities Trading Company, LLC

Cody L

CFP®, Series 66

East Peoria, IL

Midwestern Securities Trading Company, LLC

Scott F

Series 66

East Peoria, IL

Midwestern Securities Trading Company, LLC

Elizabeth W

Series 66

Pittsfield, IL

Midwestern Securities Trading Company, LLC

Nicholas K

Series 66

East Peoria, IL

Midwestern Securities Trading Company, LLC

Robert M

Series 63, Series 65

East Peoria, IL

Midwestern Securities Trading Company, LLC

Michael D

Series 66

East Peoria, IL

Midwestern Securities Trading Company, LLC

Tate H

Series 66

East Peoria, IL

Midwestern Securities Trading Company, LLC

Dana T

Series 63, Series 66

Sturgeon Bay, WI

Midwestern Securities Trading Company, LLC

Ahlden H

Series 66

Cissna Park, IL

Midwestern Securities Trading Company, LLC

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