Allworth financial, L.P.

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Total assets under management

$25,097,132,975

Total clients

26,018

28% high-net worth

Total advisors

151

of 466 employees

Firm size

Enterprise

51-2,000 advisors or $10B+ in AUM

Average clients per advisor

172

Average account size

$964,607

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers Newsletters or periodicals Educational seminars or workshops

Fee options

Fixed

Financial planning services fixed fees generally ranging from $1,500 to $30,000, negotiable based on complexity

Commissions

Commissions earned by AW Securities on variable annuities; up to 10 basis points additional compensation to investment adviser representatives based on total revenue from assets under management

Performance-based

Performance-based fees charged to private fund limited partners at 1.50% annual management fee plus incentive allocation of 20% of remaining distributable proceeds after preferred return; however, no performance-based fees charged for other client accounts

Other

Account minimum: $2,500 Minimum fee: $2,500 annual minimum fee for asset management in Wrap and Non-Wrap Fee Programs; $3,500 minimum annual fee for qualified retirement plan consulting services

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Is not active or affiliated with:

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Main office location

Allworth financial, L.P.

340 Palladio Pkwy., Suite 501

Folsom CA 95630, United States

Number of offices

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Facebook X Instagram YouTube Website 916-482-2196

Advisors at this firm

Erin K

Series 63, Series 66

Campbell, CA

Allworth financial, L.P.

Bobby B

CFP®, Series 63

Lincoln, CA

Allworth financial, L.P.

Mark R

CFP®, Series 63

Addison, TX

Allworth financial, L.P.

Jacob A

Series 66

Sacramento, CA

Allworth financial, L.P.

Jing C

CFP®, CFA®, Series 65, Series 66

Layfayette, CA

Allworth financial, L.P.

John A

Series 66

Manasquan, NJ

Allworth financial, L.P.

Paul C

CFP®, Series 63

Houston, TX

Allworth financial, L.P.

David G

CFP®, Series 63, Series 65

Indianapolis, IN

Allworth financial, L.P.

Susannah T

CFP®

Denton, TX

Allworth financial, L.P.

Kevin D

CFP®, Series 63, Series 66

Folsom, CA

Allworth financial, L.P.

Candace S

Series 63, Series 66

Vancouver, WA

Allworth financial, L.P.

Peter K

CFP®, Series 63, Series 65

Lawrence, KS

Allworth financial, L.P.

Gavin M

Series 63, Series 65

Waltham, MA

Allworth financial, L.P.

Ashley L

CFP®

Norwood, MA

Allworth financial, L.P.

Jay H

Series 63, Series 65

Houston, TX

Allworth financial, L.P.

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