Pierce Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$2,000,000
Total clients
6
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
6
Average account size
$333,333
About
Pierce Financial LLC provides investment advisory services to individuals (including high‑net‑worth clients), charitable organizations, and business entities. The firm offers ongoing portfolio management and pension/401(k) consulting, and its brochure reports discretionary assets under management of $200,000 as of March 2020 and an account minimum of $100,000.
The firm prepares an Investment Policy Statement for each client, seeks discretionary trading authority, and reviews accounts at least monthly. Its investment process blends charting, cyclical and fundamental analysis and uses both long‑ and short‑term trading techniques, including options and margin, while advising on a range of investments such as mutual funds, ETFs (including precious‑metals ETFs), real estate funds and private placements.
What is uncommon for a solo independent adviser of this size is the explicit offering of pension consulting services—covering plan design, manager selection, monitoring and written consulting plans—which is a service only a minority of peers provide. It is also notable that the firm combines pension consulting with active trading strategies (options, margin and private placements) and a stated allocation policy for limited opportunities, which may present different operational and risk considerations than many small advisory practices.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Options & derivatives strategies
Active portfolio management
Fee options
$100,000 - $5,000,000: 1.00% $5,000,001 - $10,000,000: 0.75% $10,000,001 - And Up: 0.50%
Account minimum: $100,000
Main office location
Pierce Financial LLC
3345 Beaumont Rd
Ann Arbor MI 48105-9713, United States
Number of offices
1
Most active in
Pierce Financial LLC has reported serving >5 clients in these states in the last 12 months.
Michigan
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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