Mai Capital Management, LLC

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Total assets under management

$29,630,499,856

Total clients

12,466

38% high-net worth

Total advisors

204

of 482 employees

Firm size

Enterprise

51-2,000 advisors or $10B+ in AUM

Average clients per advisor

Average account size

$2,376,905

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers Due diligence/research

Fee options

Fixed

Annual retainer fees may be charged for financial planning, tax, bill-pay, and related wealth management services; specific amounts not stated

Percentage

$0 - $5,000,000: 1.00% $5,000,001 - $10,000,000: 0.90% $10,000,001+: 0.80%

Project-based

Fees may be charged hourly for certain services; specific rates not stated

Performance-based

Performance-based fees charged for certain private funds as listed in Item 6; specific rates not stated

Other

Account minimum: $500,000 suggested minimum for investment management accounts; lower minimums may be accepted for wealth management clients; $1,000,000 net worth and $150,000 income suggested for full-service wealth management and investment management services

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Main office location

Mai Capital Management, LLC

6050 Oak Tree Blvd, Suite 500

Cleveland OH 44131, United States

Number of offices

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Facebook Instagram YouTube Website (216) 920-4800

Advisors at this firm

Neil H

CFA®, Series 63

Cincinnati, OH

Mai Capital Management, LLC

Robert C

Series 63, Series 66

Bedford, NH

Mai Capital Management, LLC

Sergio V

Series 63, Series 65

Los Angeles, CA

Mai Capital Management, LLC

Donna S

CFP®, Series 66

Cincinnati, OH

Mai Capital Management, LLC

Darell K

Series 63, Series 65

Los Angeles, CA

Mai Capital Management, LLC

Glenn M

CFP®, Series 63, Series 65

Bannockburn, IL

Mai Capital Management, LLC

Damien B

Series 65

Los Angeles, CA

Mai Capital Management, LLC

Alex S

CFP®, CFA®, ChFC®, Series 66

Los Angeles, CA

Mai Capital Management, LLC

Don B

Series 63, Series 65

Cincinnati, OH

Mai Capital Management, LLC

Pik Ling C

CFA®

Columbus, OH

Mai Capital Management, LLC

Thomas M

Series 63, Series 65

Cleveland, OH

Mai Capital Management, LLC

Douglas B

CFA®, Series 63

Cleveland, OH

Mai Capital Management, LLC

Michael G

Series 63, Series 66

Ellicott City, MD

Mai Capital Management, LLC

Michael B

CFP®, CFA®, Series 63, Series 66

Ponte Vedra Beach, FL

Mai Capital Management, LLC

Jennifer D

CFP®

Ashburn, VA

Mai Capital Management, LLC

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