Executive Money Managers, Inc.

Executive Money Managers, Inc. serves individual and high-net-worth clients, as well as charitable organizations and business entities, providing discretionary portfolio management and advisory consulting tailored to each client's objectives. The firm manages client accounts on an ongoing basis and also offers related services such as trustee arrangements for certain client accounts.

The firm's investment approach is fundamental, value-oriented equity investing with an emphasis on balance-sheet strength and dividend yield; portfolios are monitored at least monthly and may be constructed as customized or firm-developed model portfolios, with execution often using limit or good-til-cancelled orders. It operates primarily under discretionary authority consistent with client guidelines, provides IRA rollover advice as part of retirement planning, and conducts periodic account reviews and reporting.

Noteworthy distinctions include an affiliation with an accounting practice, which the firm discloses and to which it may refer clients for accounting services, creating a potential conflict of interest. The firm also discloses that an officer may serve as trustee for certain client accounts (leading to custody and surprise-audit procedures) and that some principals maintain separate business interests in real estate and consulting that are treated as distinct from advisory activities.