First Citizens Asset Management, Inc

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Total assets under management

$167,013,742

Total clients

396

1% high-net worth

Total advisors

of 53 employees

Firm size

Multi Team

Average clients per advisor

Average account size

$421,752

Client services

Financial planning Portfolio management Selection of other advisers Educational seminars or workshops Adviser to municipalities

Fee options

Percentage

$50,000 - $100,000: 2.00% (Wrap Program and SMA Program max fee) $100,001 - $200,000: 1.75% (Wrap Program and SMA Program max fee) $200,001 - $500,000: 1.25% (Wrap Program and SMA Program max fee) $500,001+: 1.00% (Wrap Program and SMA Program max fee) $100,000 - $249,999: 2.75% Equity & Balanced (UMA Program max fee) $100,000 - $249,999: 1.85% Fixed Income (UMA Program max fee) $250,000 - $499,999: 2.75% Equity & Balanced (UMA Program max fee) $250,000 - $499,999: 1.80% Fixed Income (UMA Program max fee) $500,000 - $999,999: 2.00% Equity & Balanced (UMA Program max fee) $500,000 - $999,999: 1.50% Fixed Income (UMA Program max fee) $1,000,000 - $1,999,999: 2.00% Equity & Balanced (UMA Program max fee) $1,000,000 - $1,999,999: 1.25% Fixed Income (UMA Program max fee) $2,000,000 - $4,999,999: 1.50% Equity & Balanced (UMA Program max fee) $2,000,000 - $4,999,999: 1.00% Fixed Income (UMA Program max fee) $5,000,000+: 1.00% Equity & Balanced (UMA Program max fee) $5,000,000+: 0.85% Fixed Income (UMA Program max fee)

Commissions

Certain IARs may receive commissions for securities transactions and insurance products through affiliated broker-dealer FCIS

Other

Account minimum: $50,000 for the Wrap Program; $100,000 for the SMA and UMA Programs (minimums may be waived) Fee-only: Asset-based annual fees as detailed in fee tiers; no commissions charged for advisory services

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Is not active or affiliated with:

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Main office location

First Citizens Asset Management, Inc

8540 Colonnade Center Drive

Raleigh NC 27615, United States

Number of offices

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 800-229-0205

Advisors at this firm

Katherine G

Series 63, Series 65

Raleigh, NC

First Citizens Asset Management, Inc

Kathryn V

Series 63, Series 66

Andrews, SC

First Citizens Asset Management, Inc

Jennifer W

Series 66

Columbia, SC

First Citizens Asset Management, Inc

Michael L

Series 65

Thomaston, CT

First Citizens Asset Management, Inc

Jeffrey R

Series 63, Series 65

Atlanta, GA

First Citizens Asset Management, Inc

Landon L

Series 63, Series 65

Fayetteville, AR

First Citizens Asset Management, Inc

Norman K

Series 63, Series 65

Anderson, SC

First Citizens Asset Management, Inc

Christopher L

Series 63, Series 65

Sumter, SC

First Citizens Asset Management, Inc

Adam C

Series 63, Series 66

Charleston, SC

First Citizens Asset Management, Inc

Vanya H

Series 63, Series 66

Sumter, SC

First Citizens Asset Management, Inc

Ashby S

Series 63, Series 66

Columbia, SC

First Citizens Asset Management, Inc

Jared D

Series 63, Series 65

Columbia, SC

First Citizens Asset Management, Inc

William B

Series 66

Raleigh, NC

First Citizens Asset Management, Inc

Syeda Zahra A

Series 65

Raleigh, NC

First Citizens Asset Management, Inc

Thaddeus Y

CFA®

Raleigh, NC

First Citizens Asset Management, Inc

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