Advanced Capital Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$173,000,000
Total clients
201
0% high-net worth
Total advisors
1
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
201
Average account size
$860,697
About
Advanced Capital Advisors, LLC provides personalized financial planning and discretionary investment management to individuals, trusts, pension and corporate clients and manages roughly $173 million in client assets. The firm operates on a fee‑only basis and also offers accounting and tax preparation services through its affiliated CPA practice, with the firm’s owner allocating a portion of time to those accounting activities and billing for them separately from advisory services.
Investment programs are implemented on a discretionary basis and built around a strategic‑tactical, core‑and‑satellite approach that uses passive index/ETF cores supplemented by active managers and global diversification. Client objectives are documented in written investment policy statements, accounts are reviewed quarterly, and the firm may recommend additional strategies such as margin or options where appropriate and consistent with a client’s risk profile.
Compared with many peers, ACA’s combination of investment advisory services and an in‑house CPA practice is a distinctive operating model the brochure discloses, which can facilitate coordinated tax and planning work under one firm. The firm also emphasizes written governance — including a Code of Ethics, proxy‑voting procedures, and regular custodial and quarterly reporting — and encourages coordination with other professionals for implementation.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Income planning
Tax strategies for small businesses
Passive / index investing
Active portfolio management
Occupation focus
Founder/Business Owner
Retired
Fee options
Financial planning fees range from $2,400 to $4,900, minimum fee $2,400.
$0 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001 - $5,000,000: 0.75% $5,000,001+: Negotiable
$350 per hour for tax preparation and limited scope hourly planning engagements.
Account minimum: $500,000 Fee-only: Fee-only financial planning and investment management; no commissions accepted.
Main office location
Advanced Capital Advisors, LLC
140 Sherman Street 4 Th Floor
Fairfield CT 06824, United States
Number of offices
2
Most active in
Advanced Capital Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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