Ascentis Independent Advisors, LLC

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Total assets under management

$1,652,954,798

Total clients

2,168

23% high-net worth

Total advisors

of 27 employees

Firm size

Multi Team

Average clients per advisor

Average account size

$762,433

Client services

Financial planning Portfolio management Selection of other advisers

Fee options

Fixed

Financial Planning & Consulting flat fees range from $1,500 to $10,000; Retirement Plan Consulting flat fees range from $750 to $10,000.

Percentage

$0+: 2.00% maximum annually for Asset Management service $0+: 2.00% maximum annually for Comprehensive Portfolio Management service $0+: Up to 2.00% annually for Retirement Plan Consulting when fee is based on plan assets $0+: Up to 2.00% annually for Referrals to Third Party Managers

Commissions

Certain representatives are also registered representatives of broker/dealers and may receive commissions from sales of securities or mutual funds, including trail fees.

Project-based

Financial Planning & Consulting up to $350/hour; Retirement Plan Consulting up to $250/hour.

Other

Fee-only: Financial planning and consulting charged hourly up to $350/hour or flat fees from $1,500 to $10,000; Retirement plan consulting charged hourly up to $250/hour, flat fees $750 to $10,000, or up to 2.00% of plan assets.

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Main office location

Ascentis Independent Advisors, LLC

5001 Spring Valley Road, Suite 810 W

Dallas TX 75244, United States

Number of offices

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 866-273-1563

Advisors at this firm

Trevin S

Series 65

Sewickley, PA

Ascentis Independent Advisors, LLC

John Y

Series 63, Series 65

Boulder, CO

Ascentis Independent Advisors, LLC

William B

Series 63, Series 65

Las Cruces, NM

Ascentis Independent Advisors, LLC

James M

Series 63, Series 65, Series 66

Scottsdale, AZ

Ascentis Independent Advisors, LLC

Brian T

CFP®, Series 63, Series 66

Torrance, CA

Ascentis Independent Advisors, LLC

Colton L

CFP®, Series 66

Osprey, FL

Ascentis Independent Advisors, LLC

Jeffrey C

CFP®, Series 63, Series 65

Okatie, SC

Ascentis Independent Advisors, LLC

Jody H

Series 63, Series 65

Greenville, SC

Ascentis Independent Advisors, LLC

Dominic M

Series 66

Schaumberg, IL

Ascentis Independent Advisors, LLC

Stephanie H

Series 63, Series 65

Sewickley, PA

Ascentis Independent Advisors, LLC

Elizabeth D

Series 66

Newport Beach, CA

Ascentis Independent Advisors, LLC

Sarah B

Series 63, Series 65

Torrance, CA

Ascentis Independent Advisors, LLC

Gina R

CFP®, Series 66

Park Rapids, MN

Ascentis Independent Advisors, LLC

James N

CFP®, Series 66

Charlotte, NC

Ascentis Independent Advisors, LLC

Julian K

Series 63, Series 65

Denver, CO

Ascentis Independent Advisors, LLC

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