Capital Markets IQ, LLC

Financial planning clients pay flat fees billed monthly in arrears; certain clients pay flat fees for one-time investment advice; flat fees for consulting services such as due diligence or 1031 exchanges.

$0 - $1,000,000: 2.0% $1,000,001 - $2,000,000: 1.5% $2,000,001+: 1.0%

Certain IARs are licensed insurance agents and receive commissions from insurance product sales; the Company does not receive these commissions.

Business consulting clients pay $350 per hour with a minimum non-refundable retainer of $5,000 unless waived.

Qualified clients (assets under management at least $1.1 million or net worth over $2.2 million) may pay performance-based fees ranging from 0% to 20%; fees charged quarterly in arrears.

Account minimum: $100,000 (minimum relationship size of a retail client, unless otherwise agreed) Fee-only: Retail investment advisory clients typically pay 0% - 2.80% of portfolio balance; fees are negotiable and may be tiered as progressive fees; fees charged quarterly in arrears.