D Squared Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$5,000,000
Total clients
20
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
20
Average account size
$250,000
About
The firm provides discretionary investment supervisory services to individuals, trusts, estates, charitable organizations and business entities, managing portfolios composed of individual equities, fixed income and option contracts. Services are offered through a firm‑sponsored wrap fee program and, separately, through non‑wrap advisory arrangements where trade execution costs are passed through to the client.
The portfolio manager applies a mix of fundamental, technical, charting and cyclical analysis and reviews client accounts at least quarterly to align holdings with clients’ objectives. Investment strategies include long‑ and short‑term positions, active trading, margin use, covered call writing, option‑based stock replacements and limited short‑sale transactions, and the firm may incorporate third‑party research and custodian execution services.
A distinctive feature is that the firm sponsors its own wrap fee program — an arrangement that is relatively uncommon among peers — while retaining a non‑wrap option for smaller accounts. The firm also maintains a custodian relationship that provides execution, research and a portfolio evaluation/tax‑lot service paid for by the firm on clients’ behalf, and manages a compact client base (around 20 clients and roughly $5 million in assets), which it aggregates across accounts for management.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Fee options
$0 - $1,000,000: 2.0% $1,000,000 - $2,000,000: 1.5% $2,000,000+: 1.0%
Minimum fee: $780 annually ($65 per month) minimum annual fee for wrap-fee program; alternatively $20 per month advisory fee outside wrap-fee program with trade execution costs passed through Fee-only: Advisory fees charged monthly; wrap-fee program includes investment management and execution fees
Main office location
D Squared Capital Management, LLC
13973 N Stone Gate Pl
Oro Valley AZ 85755, United States
Number of offices
2
Most active in
D Squared Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Arizona · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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