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Sovereign Financial Group, Inc.

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Total assets under management

$882,702,145

More info

Total clients

1,227

27% high-net worth

Total advisors

17

of 26 employees

Firm size

Multi Team

Average clients per advisor

72

Average account size

$719,399

Client services

Financial planning Portfolio management Selection of other advisers Educational seminars or workshops

Fee options

Fixed

Financial planning fixed fees range from $1,500 to $10,000; ongoing financial planning fees range $500 to $2,500 quarterly; Align Program base fee $45/month

Commissions

Certain advisory persons may earn commissions as registered representatives or insurance agents separately from advisory fees

Project-based

Financial planning hourly fees range from $200 to $450 per hour

Other

Account minimum: No minimum relationship size generally imposed; however, minimum quarterly fee of $1,125 applies (can be waived at Advisor's discretion) Minimum fee: Minimum quarterly fee of $1,125 (can be waived at Advisor's sole discretion) Fee-only: Investment advisory fees up to 3.00% annually based on assets under management and other factors; Financial planning fees hourly ($200-$450/hr), fixed ($1,500-$10,000), or ongoing ($500-$2,500 quarterly); Retirement plan advisory fees up to 1.00% annually

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Main office location

Sovereign Financial Group, Inc.

35 West Broad Street, Suite 100

Stamford CT 06902, United States

Number of offices

23

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Facebook X Instagram YouTube Website (888) 765-8180

Advisors at this firm

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Caryn S

CFP®, Series 65

Stamford, CT

Sovereign Financial Group, Inc.
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Joseph B

Series 65

Knoxville, TN

Sovereign Financial Group, Inc.
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Rosemary T

Series 63, Series 65

Stamford, CT

Sovereign Financial Group, Inc.
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David P

CFP®, ChFC®, Series 63, Series 65

Wethersfield, CT

Sovereign Financial Group, Inc.
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Prather H

Series 63, Series 66

Stamford, CT

Sovereign Financial Group, Inc.
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Myles B

CFP®, Series 63, Series 65

Smithtown, NY

Sovereign Financial Group, Inc.
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John B

ChFC®, Series 66

Stamford, CT

Sovereign Financial Group, Inc.
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Charles F

CFP®, Series 63, Series 65

Stamford, CT

Sovereign Financial Group, Inc.
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Barton Y

Series 63, Series 65

Stamford, CT

Sovereign Financial Group, Inc.
user avatar

David W

CFP®, Series 63, Series 65

Saratoga Springs, NY

Sovereign Financial Group, Inc.
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Steven M

Series 63

Milford, CT

Sovereign Financial Group, Inc.
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Robert C

Series 66

Stuart, VA

Sovereign Financial Group, Inc.
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Daniel P

Series 63, Series 65

Stamford, CT

Sovereign Financial Group, Inc.
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Patricia L

CFP®, Series 63, Series 66

Stamford, CT

Sovereign Financial Group, Inc.
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Matthew F

Series 65

Mount Pleasant, SC

Sovereign Financial Group, Inc.
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