Elderrock Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$32,569,666
This total excludes 7 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
63
19% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
63
Average account size
$516,979
About
Elderrock Financial LLC provides portfolio management, comprehensive financial planning, and consulting to individual investors and to sponsors of employer‑sponsored retirement plans. Its services cover retirement and tax planning, hedging strategies, and reviews of equity compensation such as stock options and restricted stock units.
The firm integrates ongoing investment management with a broader financial planning process, offering both discretionary and non‑discretionary account management and regular monitoring and rebalancing. It typically uses a mix of fundamental, technical and modern portfolio analysis and implements third‑party platform solutions when appropriate to execute client strategies.
What is noteworthy is the firm’s active work with pension and profit‑sharing plan clients: it offers both ERISA fiduciary and non‑fiduciary consulting that can include developing investment policy statements, selecting designated investment alternatives, creating model portfolios for participants, and serving as a QDIA manager while excluding recordkeeping and trustee functions. Managing roughly $27 million across about 65 client relationships, the firm combines participant‑level retirement education and advice with tailored household investment planning.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Equity compensation tax strategy
Cash flow / budgeting
Occupation focus
Founder/Business Owner
Fee options
Below $250,000 - $250,000: 1.50% $250,000 - $1 million: 1.00% $1 million - $5 million: 0.80% $5 million - $10 million: 0.70% $10 million+: 0.60%
$200 per hour, negotiable
Account minimum: $0 (no minimum to open and maintain a managed account)
Main office location
Elderrock Financial LLC
1812 Hewitt Ave. Ste 212
Everett WA 98201, United States
Number of offices
1
Most active in
Elderrock Financial LLC has reported serving >5 clients in these states in the last 12 months.
California · Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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