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The WF Group, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$11,200,000
Total clients
8
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
8
Average account size
$1,400,000
About
The WF Group primarily serves high‑net‑worth individuals, providing personalized portfolio management and continuous discretionary investment advice. The firm constructs customized portfolios principally from equity securities, exchange‑traded funds, mutual funds and fixed‑income instruments to align with each client’s stated objectives.
The firm combines fundamental, technical and cyclical analysis with charting and may employ long‑term, short‑term, trading and option‑writing strategies as appropriate to client goals. Accounts are managed on a discretionary basis with ongoing monitoring of holdings and periodic client reviews, and portfolio allocations are reviewed regularly.
WFG operates as a solo advisory practice with a concentrated client base—managing roughly $11.2 million in discretionary assets for eight clients—resulting in a relatively high asset concentration per client. The firm emphasizes a singular, experienced investment decision‑maker with multi‑decade institutional portfolio management background, has no broker‑dealer affiliations, and leaves proxy voting decisions to clients.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
$0 - $5,000,000: 1.00% $5,000,001 - $10,000,000: 0.60% $10,000,001 - $25,000,000: 0.50% $25,000,001+: 0.45%
Account minimum: $1,000,000 Fee-only: Fee-only, no commissions or other compensation accepted from third parties.
Main office location
The WF Group, LLC
Greenwich CT, United States
Number of offices
1
Most active in
The WF Group, LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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