SG Securities, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$16,250,000
Total clients
86
5% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
43
Average account size
$188,953
About
SG Securities, LLC is a fee-based advisory firm serving individual and high‑net‑worth clients with ongoing portfolio management and financial planning and consulting services. The firm operates at a small scale, reporting one advisor, roughly $16.25 million in regulatory assets under management, and about 86 client relationships.
Investment programs are tailored to each client's goals, time horizon, and risk tolerance, with the firm offering both discretionary and non‑discretionary management and using fundamental, technical, and cyclical analysis across long‑term, short‑term, and trading strategies. Clients receive periodic account reviews and written or verbal financial plans (typically delivered within thirty business days), and may impose written investment restrictions or choose how fees are paid.
Distinctive features noted in the brochure include regularly offered public seminars and workshops that are educational and provided at no charge, a service relatively uncommon among supported firms. The firm also discloses an affiliated insurance business and a licensed insurance agent who may offer insurance products to clients for commission, a relationship the brochure identifies as a potential conflict of interest and describes procedures and client options to mitigate.
Client services
Expertise
Fee options
$0 - $500,000: 1.50% annually $500,001 - $1,000,000: 1.25% annually $1,000,001 - $2,000,000: 1.125% annually $2,000,001+: 1.00% annually
$200 per hour for financial planning and consulting, not to exceed $1,600 total
Account minimum: $500,000 minimum (may be lowered or waived in certain instances)
Main office location
SG Securities, LLC
116 Village Boulevard, Suite 200
Princeton NJ 08540, United States
Number of offices
1
Most active in
New Jersey
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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