Rock Steady Wealth, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$5,589,132
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
24
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
24
Average account size
$232,881
About
Rock Steady Wealth provides investment advice to individuals, trusts, businesses, estates, charitable organizations, and pension and profit-sharing plans. The firm’s primary offering is a fee-based concierge portfolio management program, and it also offers flat-fee a la carte services and hourly consulting for clients who prefer discrete or project-based engagements.
The firm’s investment process combines fundamental, technical, qualitative, quantitative and sovereign analysis within a modern-portfolio-theory framework, using asset allocation, index investing, buy-and-hold and active trading as appropriate. Accounts are managed on a discretionary basis; active trading accounts may employ options (buying calls and puts), and holdings are monitored using third-party research sources and Morningstar alerts with custody and trade execution through Charles Schwab.
Noteworthy features include explicit pension consulting and work for charitable organizations and plan sponsors—services the brochure describes in detail and that are less common for independent single-advisor firms. The firm also emphasizes on-demand client access through its “Rock Steady Anytime” service and offers targeted flat-fee services (portfolio monitoring, custodian transfers, rebalancing and hourly consultations), in addition to regular quarterly reviews.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Options & derivatives strategies
Passive / index investing
Active portfolio management
Fee options
A la carte flat fees including $175 for portfolio analysis, $250 for new portfolio design, $250 for custody changes, $500 annual for portfolio monitoring and advice services, $250 for rebalancing
$250 per hour for Rock Steady Hour long meeting
Minimum fee: $2,500.00 minimum annual fee (may be waived at firm's discretion) Fee-only: Flat fees for a la carte services ranging from $175 to $500 annually or per service; hourly consulting at $250 per hour
Main office location
Rock Steady Wealth, Inc.
3301 Rosedale Ave, Suite D
Richmond VA 23230, United States
Number of offices
1
Most active in
Rock Steady Wealth, Inc. has reported serving >5 clients in these states in the last 12 months.
Texas · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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