Sheth Group

Sheth Group is a registered investment adviser that provides discretionary and non‑discretionary portfolio management, comprehensive financial planning, and financial consulting to individuals and high‑net‑worth clients. The firm also recommends and monitors third‑party investment advisers and delivers written financial plans; financial planning is billed on an hourly basis while portfolio management fees are charged as a percentage of assets.

Investment approach is based on modern portfolio theory, using model portfolios, asset allocation, and disciplined rebalancing to pursue diversification and tax efficiency, and may include mutual funds, ETFs (including leveraged and inverse funds), stocks, bonds, and options. When appropriate, the firm attempts to match clients with third‑party advisers, monitors those relationships, and conducts semi‑annual portfolio reviews and at least annual client meetings.

Distinctive features disclosed in the brochure include multiple outside business activities by the firm’s principal: registration as a broker‑dealer representative, a licensed insurance agent and owner of an insurance agency, and a licensed real estate agent with affiliated real estate and other referral businesses; these activities can generate commission‑based compensation and are disclosed along with stated conflict‑mitigation procedures such as a code of ethics and client disclosures. The brochure also notes the firm was newly formed and, at the time of disclosure, had not yet reported client assets under management.