Ballaster Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$21,831,814
Total clients
27
63% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
27
Average account size
$808,586
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Fee options
Project-based financial planning fixed fees ranging from $500 to $5,000 or more; Employee Benefit Plan services and Plan Advice and Consulting flat fees typically between $2,500 and $10,000 annually; Educational seminars fees ranging from $0 to $10,000 per seminar.
$0 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.85% $2,000,001 - $3,000,000: 0.75% $3,000,001 - $5,000,000: 0.60% $5,000,001+: 0.50%
Minimum fee: Minimum annual fee of $8,500 for Ongoing Comprehensive Financial Planning or complexity-based fee, whichever is higher, when managed assets dip below $850,000. Fee-only: Project-based financial planning fixed fees ranging from $500 to $5,000 or more, typically $3,250 for a financial plan. Ongoing Comprehensive Financial Planning annual fee starting at $8,500 paid monthly, increasing with CPI + 1%. Employee Benefit Plan services and Plan Advice and Consulting may charge asset-based fees up to 1% and/or flat fees ranging from $2,500 to $10,000 annually.
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Ballaster Financial
Jersey City NJ, United States
Number of offices
1
Forms ADV
Quick links
LinkedIn
Facebook
X
Instagram
Website
973-544-8061
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