S
Spondeo Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$26,598,273
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
11
64% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
11
Average account size
$2,418,025
About
Spondeo Capital provides discretionary portfolio management and retirement plan consulting to a mix of individual clients, families, trusts, corporations and employer-sponsored retirement plans. The firm manages portfolios that include individual stocks, bonds, mutual funds, ETFs, options and other public and private securities, and it offers ongoing consulting to plan sponsors on investment policy, asset options, monitoring and participant education.
The adviser uses a blend of fundamental, technical, quantitative and sector analysis to construct diversified, asset-allocation portfolios and maintains periodic rebalancing and duration controls for fixed-income exposure. The firm discloses use of margin/borrowing in separately managed accounts and employs other active strategies such as options and short sales when appropriate, with associated risk monitoring and client disclosures.
Noteworthy for a small independent advisory practice, Spondeo combines retirement plan (pension) consulting and institutional-style portfolio management with retail wealth management — capabilities that are relatively uncommon among peers. The firm’s representatives also hold insurance and mortgage licenses and disclose commissionable insurance sales and related conflicts of interest in its Code of Ethics and client disclosures.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Options & derivatives strategies
Fee options
up to 2.00% annually, negotiable
Main office location
Spondeo Capital, LLC
Los Angeles CA, United States
Number of offices
1
Most active in
Spondeo Capital, LLC has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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