Weatherby Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$2,428,795
Total clients
7
29% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
7
Average account size
$346,971
About
Weatherby Capital is an independent, single-advisor registered investment adviser that provides fee-based investment advisory and financial planning services to individuals and a range of entities, including trusts, estates, charitable organizations and corporations. While it offers portfolio management for individual clients and the common asset-based billing typical of peers, it also accepts institutional mandates.
The firm manages accounts on a discretionary, customized basis using a tactical allocation approach and draws on fundamental, technical and cyclical analysis to inform trading and allocation decisions. It may employ a wide array of instruments — equities (domestic and foreign), fixed income, options, warrants, short sales and margin — and both recommends third‑party money managers and uses a managed-account relationship with a program sponsor while maintaining oversight of those arrangements.
Notable distinctions include the firm’s provision of portfolio management for institutional clients despite its solo-practitioner structure and relatively small asset base (about $2.4 million across a handful of accounts), a combination that is uncommon among independent advisers. The firm also offers non-securities business and consulting services (including fractional CFO/CIO work, business valuation and M&A support) and coordinates tax and insurance-related referrals in arrangements that are disclosed as potential conflicts of interest.
Client services
Financial planning
Portfolio management
Selection of other advisers
Non-securities business and consulting services
Non-securities business and consulting services
Expertise
Active portfolio management
Options & derivatives strategies
Tax-loss harvesting
Cash flow / budgeting
General estate planning guidance
Fee options
Financial planning fixed fees ranging from $1,500 to $12,000 per plan
1.0% annually payable quarterly in arrears
$150 per hour for financial planning and consulting services
Main office location
Weatherby Capital, LLC
Kansas City MO, United States
Number of offices
1
Most active in
Weatherby Capital, LLC has reported serving >5 clients in these states in the last 12 months.
Kansas · Missouri
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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