Union Capital Company

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Total assets under management

$177,000,000

Total clients

517

8% high-net worth

Total advisors

of 17 employees

Firm size

Multi Team

Average clients per advisor

Average account size

$342,360

Client services

Portfolio management Selection of other advisers

Fee options

Percentage

$0 - $5,000,000: 0.60% - 2.00% $5,000,001 - $10,000,000: 0.40% - 1.75% $10,000,001+: Negotiable

Commissions

Advisory agents may receive commissions, 12b-1 fees, and other compensation from securities and insurance sales through Union Capital Company.

Other

Account minimum: $25,000

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Is not active or affiliated with:

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Main office location

Union Capital Company

6083 E. Grant Rd.

Tucson AZ 85712, United States

Number of offices

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 520-664-2001

Advisors at this firm

Noemi O

Series 63, Series 65

Bakersfield, CA

Union Capital Company

Francisco A

Series 63, Series 66

Tucson, AZ

Union Capital Company

Samuel A

Series 63, Series 65

Tucson, AZ

Union Capital Company

Joseph B

Series 63, Series 65

Tucson, AZ

Union Capital Company

Richard S

Series 63, Series 65

Incline Village, NV

Union Capital Company

Steven H

Series 63, Series 66

Tucson, AZ

Union Capital Company

Joseph E

Series 63

Pooler, GA

Union Capital Company

Edward C

Series 63, Series 65, Series 66

Tucson, AZ

Union Capital Company

Larry F

Series 63

Seguin, TX

Union Capital Company

Max S

Series 63, Series 65

Mill Valley, CA

Union Capital Company

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