G
Gateway Financial Group, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$21,307,805
Total clients
41
20% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
41
Average account size
$519,703
About
The firm provides personalized, confidential financial planning and investment management to individuals, pension and profit‑sharing plans, trusts, estates, charitable organizations and small businesses. It operates as a fee‑only registered investment adviser and does not sell annuities, insurance, limited partnerships or other commissioned products.
Investment management is offered on a discretionary basis and implemented using a strategic asset‑allocation, core‑and‑satellite approach that emphasizes passive index funds and ETFs as the core with selectively chosen active funds as satellites; portfolios are globally diversified. The firm primarily implements portfolios with no‑load mutual funds and exchange‑traded funds through a third‑party custodian and performs ongoing monitoring and periodic client reviews.
The firm is atypical for a solo independent adviser in that it is integrated with an accounting practice: it routinely refers clients to an affiliated CPA/PFS and discloses that tax services comprise roughly half of its business. That close linkage between investment advice and substantial tax‑service activity, combined with a small client roster and fee‑only model, is a notable differentiator relative to most peers.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
General tax planning
College savings (529s, UTMA, etc.)
Active portfolio management
Fee options
$0 - $500,000: 1.00% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.75% $2,000,001+: Negotiable
$200.00 per hour for financial planning or advisory service if requested
Minimum fee: $500 minimum for financial plan fee, negotiable Fee-only: Fee-only financial planning and investment management; no commissions or commissions accepted.
Main office location
Gateway Financial Group, Inc.
3310 N. Parham Road
Henrico VA 23294, United States
Number of offices
1
Most active in
Gateway Financial Group, Inc. has reported serving >5 clients in these states in the last 12 months.
Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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