Greenwood Capital Associates, LLC

Financial planning stand-alone fee of $3,500, collected prior to plan commencement; portion may be credited against advisory fees if assets under management opened.

$0 - $2,000,000: 1.00% $2,000,001 - $3,000,000: 0.80% $3,000,001+: 0.60% N/A - N/A: 0.50% for 100% Equity Large Cap, Tax-Managed Large Cap, Dividend & Income, SMID Cap institutional accounts N/A - N/A: 0.35% for 100% Fixed Income institutional accounts N/A - N/A: 0.50% for Balanced Allocation institutional accounts N/A - N/A: 0.50% for ETF Diversified Asset Allocation and Passive/Active UMA Strategic Asset Allocation institutional accounts

Account minimum: $250,000 (can be waived based on overall client relationship, financial objectives over time, and complexity) Minimum fee: $150 per calendar quarter minimum fee for Investment Advisory services, prorated for days the account is open during the quarter Fee-only: Fee-only basis; no commissions or asset-based sales charges accepted.