Adams Ashby Financial Advisors

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Client assets under management

$475,330,045

Clients

70% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Low

Average account size

$11,883,251

About

Adams Ashby Financial Advisors provides comprehensive portfolio management and pension consulting to individuals, high-net-worth clients, and employer-sponsored retirement plans. The firm reports roughly $479.8 million in regulatory assets under management and delivers individualized investment recommendations that may include exchange-traded funds, mutual funds, individual stocks, and bonds.

The firm typically manages accounts on a discretionary basis, conducting at least quarterly reviews and rebalancing as needed while employing a mix of fundamental, technical and cyclical analysis. Its stated strategies span long- and short-term purchases, active trading, short sales, margin borrowing, and options transactions, and it documents regular client meetings and portfolio oversight in its advisory process.

What is distinctive is the scale of assets relative to its adviser team: the firm manages a large pool of assets with a small advisory staff and a modest client roster, indicating a concentration of larger, relationship-driven accounts. The brochure also discloses that a firm principal holds CPA credentials (although accounting services are not offered to clients) and that the firm uses margin and derivative instruments in client accounts, practices that are less common among similar supported firms.

Client services

Portfolio management Pension consulting

Expertise

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k)

Fee options

Percentage

1.25% annually

Main office location

Adams Ashby Financial Advisors

3508 Cody Way, Suite 100

Sacramento CA 95864, United States

Number of offices

Most active in

California

Disclosures

Business activities & affiliations

Is active or affiliated with:

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 916-333-5989

Advisors at this firm

Nina A

Series 63, Series 65

Sacramento, CA

Adams Ashby Financial Advisors

Nina Adams is a financial advisor at Adams Ashby Financial Advisors in Sacramento, CA, holding Series 63 and Series 65 licenses with 24 years of industry experience. She has been with Adams Ashby Financial Advisors since 2010. Adams Ashby Financial Advisors provides comprehensive portfolio management and financial planning to individuals, high-net-worth clients, trusts, estates, pension and profit-sharing plans, and corporate clients. The firm manages approximately $737 million in assets and employs a range of investment strategies, including the use of derivatives and margin transactions, with individualized, discretionary advice and regular account reviews.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k)

Jeffrey A

CFP®, Series 63, Series 65

Sacramento, CA

Adams Ashby Financial Advisors

Jeffrey Adams is a CFP® with 27 years of industry experience and is a principal at Adams Ashby Financial Advisors in Sacramento, CA. He has been with AF Advisors, Inc. since 2009. Outside of his advisory role, he manages family-owned real estate interests and provides financial consultation related to these investments. Adams Ashby Financial Advisors offers comprehensive portfolio management and financial planning services to individuals, high-net-worth clients, trusts, estates, pension and profit-sharing plans, and corporate clients. The firm employs a range of investment strategies, including discretionary advice with fundamental, technical, and cyclical analysis, and manages approximately $737 million in assets.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k)

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