NaviQuant
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$199,340,112
This total excludes 5 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
176
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
176
Average account size
$1,132,614
About
Naviquant Capital Management is an SEC‑registered independent adviser that provides financial planning, discretionary asset management, and retirement plan consulting to individuals, retirement plan sponsors, and pooled investment vehicles. The firm offers ongoing financial planning when it manages accounts, as well as project-based plans on request, and provides participant education and consulting for employer‑sponsored plans.
Investment management is provided on a discretionary basis using an evidence‑based, signal‑driven tactical approach; clients are assigned risk‑based model portfolios (e.g., Aggressive, Moderate, Conservative) that are managed long‑only with dynamic allocation adjustments using mutual funds and ETFs. Portfolios are monitored and reviewed at least monthly, with allocations changed in response to systematic trend and volatility signals rather than a fixed rebalancing schedule.
Noteworthy features include management of Collective Investment Trusts (CITs) and a range of ERISA retirement plan services, including both non‑discretionary 3(21) and discretionary 3(38) investment fiduciary roles, pension consulting, and oversight of plan service providers. The firm also conducts educational workshops and seminars for participants and sponsors and serves corporate and banking/thrift clients in addition to individual investors, managing roughly $199 million in discretionary assets.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
Retirement income strategy
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Retired
Founder/Business Owner
Fee options
Project-Based Financial Plan fees typically range from $3,000 to $6,000, fixed fee based on complexity.
$0 - $1,000,000: 1.00% $1,000,000 - $3,000,000: 0.85% $3,000,000 - $10,000,000: 0.75% $10,000,000+: 0.65%
Commission earned on recommended insurance products if purchased, via licensed insurance agents who are also investment adviser representatives.
$300/hour for Financial Planning Services if engaged on a project basis.
Account minimum: $500,000
Main office location
NaviQuant
Vancouver WA, United States
Number of offices
1
Most active in
NaviQuant has reported serving >5 clients in these states in the last 12 months.
Oregon · Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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