3Summit Investment Management, LLC

3Summit Investment Management is a team-based registered investment adviser that serves individuals (including high‑net‑worth clients), charitable organizations, companies and other investment advisers; the firm manages roughly $25 million in client assets across about 95 client relationships with a four-advisor team. Its services include ongoing discretionary and non‑discretionary portfolio management, preparation of individualized investment policy statements, use of model portfolios and sub‑advisory services for third‑party advisers.

The firm customizes portfolios using proprietary portfolio‑management software, model portfolios and portfolio partitioning to address multiple objectives, time horizons and risk tolerances, and provides monthly account reviews with quarterly custodian reporting. Investment analysis combines charting, cyclical, fundamental, modern portfolio theory and quantitative methods, and the firm implements long‑term equity strategies, ETFs (including precious‑metal ETFs), fixed income (including TIPS), non‑U.S. securities and options trading restricted to covered and spread strategies.

What stands out relative to many peers is that firm personnel also provide accounting and small‑business consulting services — bookkeeping, financial reporting, tax and internal audit consulting — a concurrent activity the brochure identifies and subjects to supervisory controls. The firm also notes measures to mitigate conflicts of interest (including oversight of related outside investment activity) and offers sub‑advisory arrangements, which are less common for firms of this size.