SEB Financial Services, LLC

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Total assets under management

Total clients

Total advisors

of 3 employees

Firm size

Investment Manager

May not manage individual clients

Average clients per advisor

—

Average account size

—

About

SEB Financial Services, LLC serves individuals, business entities, trusts, estates, charitable organizations, and pension and profit-sharing plans by providing referral and non-investment-related consulting services rather than discretionary investment management. The firm does not provide investment supervisory, reporting, implementation, custody, or proxy-voting services.

When a client seeks investment management, the firm acts as a promoter/solicitor and recommends third‑party independent investment managers, providing a separate promoter disclosure and relying on separate client agreements between the client and the recommended manager. If a client retains a recommended manager, the firm is compensated by a referral fee paid by the manager (disclosed to clients) and does not supervise or review the manager’s ongoing performance.

Noteworthy for its peer group, the firm is affiliated with a certified public accounting practice whose principals are the same individuals who operate the advisory entity; the brochure discloses that accounting services may be recommended but that clients are not required to use the accounting firm. The firm also does not use percentage‑of‑AUM fees, does not accept compensation from the sale of securities, and has adopted the AICPA Code of Professional Conduct, with these arrangements and potential conflicts disclosed to clients.

Client services

Solicitation activities

Main office location

SEB Financial Services, LLC

41 Elm Street

Worcester MA 01609, United States

Number of offices

Most active in

Massachusetts

Disclosures

Business activities & affiliations

Is active or affiliated with:

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

508-363-3000

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