Allen Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$200,030,786
Total clients
109
45% high-net worth
Total advisors
1
of 9 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
109
Average account size
$1,835,145
About
Allen Capital Management is a fee‑only, SEC‑registered investment adviser that manages roughly $200 million for about 109 clients, serving individuals (including high‑net‑worth clients), corporate pension and profit‑sharing plans, charitable institutions, foundations, and endowments. The firm provides discretionary portfolio management and financial planning on complex matters such as retirement planning, tax minimization, concentrated stock strategies, estate administration guidance, and philanthropic planning.
The firm emphasizes a customized, discretionary investment approach built on strategic asset allocation, diversification, and a blend of fundamental, technical, and cyclical analysis rather than market timing, with portfolios constructed to align with clients’ risk tolerance, tax, retirement, and estate objectives. Allen Capital Management executes trades through Schwab Advisor Services and leverages Schwab Institutional products and research while providing regular account reviews and quarterly performance reporting.
A distinctive feature is its ownership and operational affiliation with Allen Trust Company: the trust company shares personnel and infrastructure with the adviser, provides trustee, custody, and services for non‑marketable assets (including real property and bill‑paying), and account values across the adviser and trust may be aggregated for fee breakpoints. That integrated adviser–trust structure, combining discretionary investment management with direct access to trustee and fiduciary services, is uncommon among peers in this category.
Client services
Portfolio management
Expertise
Concentrated stock management
Charitable giving & philanthropy
Fee options
Fixed fee option available (implied by 'fee-only firm with fees based on percentage or fixed fee'). Specific amounts not detailed.
$0 - $2,000,000: 1.00% $2,000,001 - $6,000,000: 0.75% $6,000,001+: 0.50%
Account minimum: $5,000 minimum annual fee Minimum fee: $5,000 minimum annual fee Fee-only: Fee based on a percentage of assets under management or fixed fee; no commissions or rebates collected.
Main office location
Allen Capital Management, LLC
701 Columbia St, Ste 104
Vancouver WA 98660, United States
Number of offices
2
Most active in
Allen Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Oregon · Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Trust company
They provide trust and estate administration services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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