Ark Financial Strategies LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
Total clients
0
Total advisors
1
of 1 employees
Firm size
Investment Manager
May not manage individual clients
Average clients per advisor
0
Average account size
—
About
Ark Financial Strategies LLC provides ongoing portfolio management and financial planning to individuals and high‑net‑worth clients. The firm prepares an Investment Policy Statement for each client and typically requests discretionary authority to implement the agreed strategy.
The adviser uses a mix of analytical methods — including fundamental, quantitative, technical, and modern portfolio theory — and employs both long‑term and short‑term trading approaches while documenting client risk tolerances and seeking fair allocation of investment opportunities across accounts. Clients receive periodic monitoring and custodian-provided account reports, and financial plans are delivered and remain amendable for a defined period after delivery.
Noteworthy features in the firm’s filing include its recent formation and a reported absence of assets under management as of the most recent filing, alongside disclosure that the principal maintains multiple outside business activities as a licensed insurance agent and owner of a real estate fix‑and‑flip business, with related referral arrangements disclosed as potential conflicts. The firm also requires use of a specific custodian platform and lists a broad investment universe that includes alternative and less liquid investments such as private placements, venture capital funds, and precious‑metal ETFs.
Client services
Financial planning
Portfolio management
Expertise
Annuities
Real estate investing
Private / alternative investments
Fee options
Financial planning fixed fees range from $2,000 to $10,000 depending on complexity and services.
1.50% annually
Compensation received for the sale of insurance products; commissions are not the primary source of advisory fees and advisory fees are not offset by commissions.
Account minimum: $250,000
Main office location
Ark Financial Strategies LLC
Richmond VA, United States
Number of offices
1
Most active in
Ark Financial Strategies LLC has reported serving >5 clients in these states in the last 12 months.
Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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