Diversified Strategies LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
Total clients
0
Total advisors
1
of 1 employees
Firm size
Investment Manager
May not manage individual clients
Average clients per advisor
0
Average account size
—
About
The firm provides advisory services to individual investors, trusts, estates, and small business owners and primarily implements investment management by introducing clients to an external portfolio manager that invests through a family of mutual fund series. It also offers financial coaching, portfolio and fiduciary investment analyses for retirement plans, and investor education events; the brochure notes the firm currently reports no regulatory assets under management and does not itself exercise investment discretion.
Investment work is centered on preparing an Investor Inventory and tailored investment policy statements, then acting as a co-advisor and liaison while the recommended portfolio manager implements model portfolios using Modern Portfolio Theory and periodic rebalancing. The firm’s advice emphasizes asset-class allocation and the use of commingled mutual funds, and it will impose client-specified restrictions with the third-party manager’s approval.
What is noteworthy about this firm is its regular investor-education programming and workshops, which it presents individually or in groups in addition to client coaching — a service not common among firms in this category. The firm also formally selects and recommends a single external portfolio manager and receives referral and marketing support from that manager, and the principal is licensed to sell insurance products; the brochure discloses procedures and a code of ethics intended to address the potential conflicts those relationships can create.
Client services
Financial planning
Selection of other advisers
Educational seminars or workshops
Financial coaching/monitoring services
Expertise
Life insurance needs analysis
Fee options
$0 - $500,000: 1.00% annually $500,001 - $1,000,000: 1.00% annually $1,000,001 - $4,000,000: 0.75% annually $4,000,001+: 0.50% annually
Commissions earned on sale of insurance products sold by firm representatives
Account minimum: $10,000 Fee-only: $500 for Free Market Investment Analysis and Cost Analysis Report or Free Market Fiduciary Investment Analysis (negotiable, non-refundable once started)
Main office location
Diversified Strategies LLC
Park 80 West Plaza Ii, 250 Pehle Avenue, Suite 200
Saddle Brook NJ 07663, United States
Number of offices
1
Most active in
Diversified Strategies LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey · New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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