Lucia Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$28,526,608
Total clients
0
Total advisors
1
of 1 employees
Firm size
Investment Manager
May not manage individual clients
Average clients per advisor
0
Average account size
—
About
Lucia Wealth Management, LLC is a fee-only, state-registered investment adviser that provides discretionary and non‑discretionary investment management and financial planning primarily to individual clients, generally requiring a $3,000,000 relationship minimum though exceptions may be made. The firm reports approximately $28.5 million in discretionary assets under management and delivers services through a single investment advisory representative.
The firm emphasizes a long-term, asset-allocation approach that favors diversification and cost-efficient vehicles (including ETFs and mutual funds), uses fundamental analysis and periodic portfolio reviews, and seeks to limit unnecessary trading, taxes, and costs. Portfolios are tailored to each client’s objectives, time horizon, and risk tolerance, and the firm may implement client-imposed restrictions and systematic investment strategies where appropriate.
Distinctive aspects disclosed in the brochure include an affiliation with a separate legal practice (Scrivener Legal, LLC) and co‑founding of Lucia Charitable, a nonprofit that sponsors donor-advised funds—relationships the firm identifies as potential conflicts of interest while noting clients are under no obligation to use those services. The firm also provides financial planning on an hourly basis and coordinates with other professionals for estate and tax matters while disclosing it does not pay or accept referral fees, features that are less common among peers in its category.
Client services
Financial planning
Portfolio management
Expertise
Annuities
Fee options
$500 to $10,000 per project for fixed fee financial planning
$0 - $3,000,000: 1.00% $3,000,001 - $10,000,000: 0.80% $10,000,001 - $25,000,000: 0.60% $25,000,001 - $100,000,000: 0.40% $100,000,001+: 0.25%
$250 - $500 per hour for financial planning services
Account minimum: $3,000,000 Fee-only: Asset-based advisory fees only; no commissions or performance fees.
Main office location
Lucia Wealth Management, LLC
Mobile AL, United States
Number of offices
2
Most active in
Lucia Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
Alabama
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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