Inflection Retirement Services
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$62,027,947
This total excludes 37 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
0
Total advisors
1
of 4 employees
Firm size
Investment Manager
May not manage individual clients
Average clients per advisor
0
Average account size
—
About
Inflection Retirement Services provides advisory and fiduciary services exclusively to qualified retirement plans and other plan-level accounts, focusing on participant-directed defined contribution arrangements such as 401(k) and 403(b) plans as well as pension and profit‑sharing plans. Its plan services include 3(21) and 3(38) fiduciary roles, investment consulting, investment policy development, plan reviews, fee and cost benchmarking, and liaison work with trustees, custodians, and other plan service providers.
The firm approaches engagements at the plan level rather than offering individualized participant investment advice, using long‑term diversified asset allocation and passive index fund analysis as its primary investment methodology and conducting periodic plan scoring and monitoring. It also coordinates participant education and enrollment communications and may facilitate onsite seminars or workshops while working with third‑party administrators, tax, legal and accounting consultants as requested by plan sponsors.
Inflection’s brochure discloses a past state insurance enforcement action involving the firm’s principal that resulted in a temporary restricted license and a monetary penalty, with the restriction later removed, a disclosure uncommon among peers. The firm is also atypical in combining plan consulting with affiliated business relationships and insurance activity: staff sell life/health and property/casualty insurance, the adviser shares information with an affiliated advisory entity and an affiliated management/bookkeeping business, and it routinely recommends or coordinates with other advisers and recordkeepers for plan administration.
Client services
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
Retirement plans for business owners (SEP, solo 401k)
Business ownership considerations
Retirement income strategy
Occupation focus
Founder/Business Owner
Fee options
One-time start-up, conversion, or termination fees may apply; details per client agreement.
$0 - $1,000,000: 0.65% $1,000,001 - $5,000,000: 0.55% $5,000,001 - $10,000,000: 0.45% $10,000,001 - $25,000,000: 0.35% Greater than $25,000,000+: Negotiated
Fee-only: Fees are paid directly from participant accounts via recordkeeper; no commissions or sales charges.
Main office location
Inflection Retirement Services
2945 Townsgate Rd, Suite 200
Westlake Village CA 91361, United States
Number of offices
3
Most active in
Inflection Retirement Services has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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