Southern Pacific Asset Management L.L.C.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$9,140,000
Total clients
87
1% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
87
Average account size
$105,057
About
Southern Pacific Asset Management serves individual and high‑net‑worth clients, offering continuous, tailored investment management alongside integrated financial planning. The firm develops client investment plans based on goals, risk tolerance, time horizon and other personal factors, and delivers written or electronic financial planning reports covering topics such as cash flow, retirement, estate and tax strategies.
The adviser constructs portfolios using a mix of passive and active approaches, fundamental and technical analysis, and model portfolios to align with clients’ objectives. For some accounts the firm engages third‑party Outside Managers through a turnkey asset management program, assisting clients with allocation selection, the outside manager’s investor profile questionnaire, and periodic reviews.
The firm’s brochure notes that it provides educational seminars on an “as announced” basis and may offer educational materials and planning reports to clients, a service model the firm describes as purely educational and sometimes provided pro‑bono. Its explicit integration of third‑party turnkey managers with ongoing client education and documented financial plans is a combination that is less common among single‑advisor independent advisory firms.
Client services
Financial planning
Portfolio management
Selection of other advisers
Newsletters or periodicals
Educational seminars or workshops
Expertise
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Retirement income strategy
Debt management
Fee options
$0 - $500,000: 1.80% $500,001 - $1,000,000: 1.65% $1,000,001 - $2,000,000: 1.50% $2,000,001+: Negotiable
Account minimum: $25,000 Fee-only: Advisory fees are negotiable and paid in advance on a quarterly basis.
Main office location
Southern Pacific Asset Management L.L.C.
350 W. 16 Th Street, Suite # 309
Yuma AZ 85364, United States
Number of offices
1
Most active in
Southern Pacific Asset Management L.L.C. has reported serving >5 clients in these states in the last 12 months.
Arizona
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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