B
Ball Investments Corporation
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$3,987,401
Total clients
63
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
63
Average account size
$63,292
About
Ball Investments Corporation is a single-advisor independent registered investment adviser that provides discretionary portfolio management and investment advice primarily to individual investors and small businesses, with management generally focused on equities and options. The firm performs ongoing portfolio management and charges asset-based fees, and it does not participate in wrap-fee programs.
The firm’s investment approach is value-oriented and event-driven, seeking equity securities that appear materially underpriced using discounted cash flow, payback-period, tangible book value and industry-comparison analyses; portfolios are managed with a long-term perspective and cash may be held until suitable opportunities present themselves. Implementation includes explicit buy/sell discipline—maximum purchase prices, a stated minimum selling target (the brochure cites a 20% premium above intrinsic value), stop-loss orders—and a mix of long- and short-term trading along with options writing.
Notable differences from many solo independent advisers include the documented use of derivatives and options strategies (including uncovered options and spreading strategies) within client accounts, and a policy that requires clients to use a designated custodian for execution and custody, which the firm acknowledges can affect execution and reporting. The firm also maintains limited custody only through fee-deduction authority and emphasizes internal procedures for fee invoicing and quarterly portfolio appraisals.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
2.00% annually
Main office location
Ball Investments Corporation
Yukon OK, United States
Number of offices
1
Most active in
Ball Investments Corporation has reported serving >5 clients in these states in the last 12 months.
California · Florida · Oklahoma · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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