Sherman Wealth Solutions LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$29,234,049
Total clients
53
38% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
53
Average account size
$551,586
About
Sherman Wealth Solutions is an independent, solo-advisor firm that provides investment management, financial planning, and retirement-plan advisory services to individuals, high-net-worth clients, trusts, estates, and employer-sponsored plans. The firm reports managing about $29.2 million in client assets and constructs portfolios using ETFs, mutual funds, individual stocks and bonds, and, when appropriate, unaffiliated independent managers.
The firm generally follows a long-term, personalized investment approach that draws on both fundamental and technical analysis and may implement discretionary trades, while maintaining a notable portion of assets on a non-discretionary basis (approximately $13.0 million reported as non-discretionary). Sherman Wealth Solutions conducts ongoing portfolio oversight, rebalances and may recommend tactical reallocations, cash positions as hedges, or retention of legacy holdings for tax or client-specific reasons.
Distinctive features include the principal’s active involvement in affiliated tax/accounting services and an affiliated insurance agency, which enables coordinated tax and insurance support alongside investment advice but also creates disclosed conflicts of interest. The firm also offers pension consulting and ERISA retirement-plan fiduciary services (investment oversight, IPS design, benchmarking and 404(c) assistance), a mix of services that is relatively uncommon among independent, single-advisor firms.
Client services
Expertise
Fee options
Up to $20,000 per engagement for financial planning services
0.40% to 1.50% annually (negotiable, based on scope, complexity, asset level, and relationship)
Up to $500 per hour for financial planning services
Fee-only: Investment advisory fees only; no commissions or other product-based compensation
Main office location
Sherman Wealth Solutions LLC
301 S Mcdowell Street, Suite 130 A
Charlotte NC 28204, United States
Number of offices
1
Most active in
North Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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