Compton Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$6,126,968
Total clients
5
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
5
Average account size
$1,225,394
About
The firm provides fee-only comprehensive financial planning primarily for individuals and families and also offers money-management services and project-specific financial analyses. It occasionally provides non-investment advice to businesses and governmental entities and requires a $2 million asset minimum to qualify for its money-management offering.
Investment recommendations emphasize diversified, low-cost indexed mutual funds and ETFs, FDIC-insured certificates of deposit, and TIPS, with more focused stock or bond selection used when managing only a portion of a client’s assets or when preservation of principal is the priority. The firm generally employs low-turnover strategies, accepts discretionary authority for some accounts while providing non-discretionary advice for others, and does not take custody of client assets or vote client proxies.
Notably, the firm manages a modest discretionary asset base (about $6.1 million) while providing non-discretionary advice on nearly $10 million and serves a very small client roster, reflecting a highly individualized practice model. The principal’s combination of investment and actuarial credentials (including a CFA and actuarial fellowships) is uncommon among similar independent advisers and informs the firm’s focus on quantitative risk analysis and tailored planning.
Client services
Financial planning
Portfolio management
Expertise
General tax planning
Cash flow / budgeting
Debt management
Retirement withdrawal strategies
General estate planning guidance
Fee options
$0 - $10,000,000: 0.50% annually (0.125% quarterly) $10,000,001+: 0.30% annually (0.075% quarterly)
Negotiated quarterly fixed fee approximately 0.125% of investable assets, subject to $500 quarterly minimum
Account minimum: $2,000,000 Minimum fee: $500 per quarter ($2,000 annually) minimum for ongoing comprehensive financial planning Fee-only: Fee-only, no commissions or referral fees
Main office location
Compton Advisors, LLC
St. Louis MO, United States
Number of offices
1
Most active in
Compton Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Missouri
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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